SEC Faculty: Diana Tani

SECDiana Tani is an Assistant Regional Director in the SEC’s Los Angeles Regional Office and Division of Enforcement’s Market Abuse Unit and Cyber Unit.  As Assistant Regional Director, Ms. Tani supervises attorneys and accountants responsible for investigating possible violations of the federal securities laws.  Ms. Tani has been an Assistant Regional Director since 1994, supervising a wide array of matters, including insider trading, misconduct of broker-dealers and investment advisers, market structure issues, and issuer disclosure, accounting fraud and auditing failures.

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When: Thursday, Jan. 30, 2020
7:00 am - 8:20 am (Breakfast & Registration)
8:20 am - 8:30 am (Welcome Remarks)
8:30 am - 12:30 pm (Panel Discussions)
12:30 pm - Lunch sponsored by Kroll
Where: Waldorf Astoria Beverly Hills
9850 Wilshire Blvd
Beverly Hills, California, 90210
CLE Credit: 3 hours (pending in CA)
Presented by: Cybersecurity Docket 

CLE Info and Forms

SEF2014 CLE -smCLE forms available here.


Links to materials available here.

Corporate Sponsors

Kroll 230 2019

Ankura 230x60


FTI Cyber 230

Law Firm Sponsors

Akin Gump 230





Lewis Brisbois 230

MWE 230 v2

Norton Rose 230

Orrick 230 v2


Wilson Sonsini 230 2019