SEC Faculty: Diana Tani

SECDiana Tani is an Assistant Regional Director in the SEC’s Los Angeles Regional Office and Division of Enforcement’s Market Abuse Unit and Cyber Unit.  As Assistant Regional Director, Ms. Tani supervises attorneys and accountants responsible for investigating possible violations of the federal securities laws.  Ms. Tani has been an Assistant Regional Director since 1994, supervising a wide array of matters, including insider trading, misconduct of broker-dealers and investment advisers, market structure issues, and issuer disclosure, accounting fraud and auditing failures.

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Details

When: Wednesday, Feb. 6, 2019
7:00 am - 8:20 am (breakfast & registration)
8:30 am - 12:00 pm (panel discussions)
Where: Waldorf Astoria Beverly Hills
9850 Wilshire Blvd
Beverly Hills, California, 90210
CLE Credit: 3 hours (pending in CA)
Presented by: Cybersecurity Docket 

CLE Info and Forms

SEF2014 CLE -smCLE forms available here.

Materials

Links to materials available here.

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